Avoiding an otiose and absurd result

Carson Bingley was driving his car, poorly. His driving was erratic. He cut off one driver and crossed over the centre line. He nearly collided with another car. Bingley pulled into the parking lot of an apartment complexand struck another car. The police were called.

Officer Tennant responded. She spoke to Bingley. She noted several things that led her to believe that Bingley was impaired: his zipper was undone; he had difficulty doing it up; he stumbled; he was swaying and uncoordinated; his eyes were glossy and bloodshot; his speech was slurred; he was having trouble focusing. While officer Tennant believed Bingley was impaired, there was no odour of alcohol. An ASD sample revealed a BAC of 16. Officer Jellinek – who is trained and qualified as a “drug recognition expert” (thereby classifying him as an “evaluating officer within the meaning of section 254) – arrived on scene. Standard Field Sobriety Tests were conducted. Bingley failed. Bingley was arrested. Back at the station officer Jellinek conducted an evaluation (as set out in section 3 of the Evaluation of Impaired Operation (Drugs and Alcohol) Regulations, SOR/2008-196). Bingley failed.

A urine sample was obtained pursuant to section 254(3.4). It was analyzed. Carboxy THC (an inactive by-product of THC – the psychoactive component of cannabis), cocaine and Alprazolam were detected in the urine sample.

At trial one of the issues raised by counsel for Bingley, Trevor Brown, was whether officer Jellinek could provide an “opinion” on the issue of whether Bingley was impaired by drug absent a Mohan voir dire. The Crown argued that the statutory provisions permitted such an opinion to be given without the need for such a voir dire. The trial judge disagreed. Bingley was acquitted. The Crown appealed. The summary conviction appeal court judge, Justice McLean, allowed the Crown appeal. Bingley appealed.

A unanimous Court of Appeal dismissed the appeal: 2015 ONCA 439. Bingley appealed to the Supreme Court – his appeal was dismissed: 2017 SCC 12. The majority offered the following points in dismissing the appeal.

First, the language of s254(3.1), in particular, the phrase “to determine”, does not support the conclusion that a DRE is automatically entitled to provide an opinion in court. Unfortunately, the majority did not discuss this point in any detail – there was no statutory interpretation undertaken, an approach advanced by the Crown and accepted at the Court of Appeal.

Second, the majority noted that the concession by Bingley that the evidence of the DRE is logically relevant, necessary and not subject to any other exclusionary rule (3 of the Mohan criteria) was “appropriate” [para 18].

Third, the majority noted that the only issue that remained was whether he was properly qualified. With respect to that issue, the officer, a “DRE” is “literally” a “drug recognition expert” who is certified as such for the purposes of the scheme. This expert receives “special training in how to administer the 12-step drug recognition evaluation and in what inferences may be drawn from the factual data he or she notes”.  It follows that a DRE is a properly qualified expert who “undoubtedly possess[es] expertise on determining drug impairment that is outside the experience and knowledge of the trier of fact” [para 21].

To put it another way, the only purpose of a voir dire in this case would be to determine whether Constable Jellinek has expertise over and above an ordinary person. Normally, the judge determines this on evidence adduced at the voir dire. But s. 254(3.1) and the legislative and regulatory scheme that accompanies it conclusively answer the question of expertise. The DRE is established by Parliament to possess special expertise outside the experience and knowledge of the trier of fact. He is thus an expert for the purpose of applying the 12-step evaluation and determining whether that evaluation indicates drug impairment for the purposes of s. 254(3.1). His expertise has been conclusively and irrebuttably established by Parliament [para 27].

Fourth, the majority rejected the argument advanced by Bingley that the scheme was for investigative purposes only and did not permit the DRE to provide an opinion in court: “While a DRE’s evaluation certainly has an investigative purpose, their application of the 12-step drug recognition evaluation and determination of impairment is relevant evidence and can assist the trier of fact” [para 21].

Fifth, the majority noted that since the expertise of the DRE is the implementation and interpretation of the 12-step test, the DRE need not be trained in the underlying science [para 22]. More to the point, perhaps, the majority noted that the 12-step evaluation secures its reliability from the statutory framework itself.  

Sixth, any challenge to the underlying effectiveness of the evaluation would require a challenge to the legislative framework itself [para 25].

Bingley is an important decision. Drug impaired driving is a dangerous and too frequent occurrence in Canada. The legislative scheme created by Parliament and now interpreted by the Supreme Court is logical, principled and effective. As the majority noted, the schemed (and concessions by Bingley) make clear that the common law requirements for admissibility are made out and thus, the DRE’s opinion should be admitted without the need for such a voir dire. “To so require would be otiose, if not absurd, not to mention a waste of judicial resources” [para 28]. 

DM

Drug Recognition Experts are Experts

Carson Bingley was driving his car, poorly. His driving was erratic. He cut off one driver and crossed over the centre line. He nearly collided with another car. Bingley pulled into the parking lot of an apartment complex  and struck another car. The police were called.

Officer Tennant responded. She spoke to Bingley. She noted several things that led her to believe that Bingley was impaired: his zipper was undone; he had difficulty doing it up; he stumbled; he was swaying and uncoordinated; his eyes were glossy and bloodshot; his speech was slurred; he was having trouble focusing. While officer Tennant believed Bingley was impaired, there was no odour of alcohol. An ASD sample revealed a BAC of 16. Officer Jellinek – who is trained and qualified as a “drug recognition expert” (thereby classifying him as an “evaluating officer within the meaning of section 254) – arrived on scene. Standard Field Sobriety Tests were conducted. Bingley failed. Bingley was arrested. Back at the station officer Jellinek conducted an evaluation (as set out in section 3 of the Evaluation of Impaired Operation (Drugs and Alcohol) Regulations, SOR/2008-196). Bingley failed.

A urine sample was obtained pursuant to section 254(3.4). It was analyzed. Carboxy THC (an inactive by-product of THC – the psychoactive component of cannabis), cocaine and Alprazolam were detected in the urine sample.

At trial one of the issues raised by counsel for Bingley, Trevor Brown, was whether officer Jellinek could provide an “opinion” on the issue of whether Bingley was impaired by drug absent a Mohan voir dire. The Crown argued that the statutory provisions permitted such an opinion to be given without the need for such a voir dire. The trial judge disagreed. Bingley was acquitted. The Crown appealed. The summary conviction appeal court judge, Justice McLean, allowed the Crown appeal. Bingley appealed.

A unanimous Court of Appeal dismissed the appeal: 2015 ONCA 439. In doing so, the court offered the following points.

First, contrary to the submission of Bingley (via his counsel Mr Brown) section 254(3.1) is not simply a procedure provision that serves only as a precondition to the making of a demand under 254(3.4).

Had Parliament intended the DRE’s evaluation under s. 254(3.1) to be used solely as grounds for a bodily fluid sample demand under s. 254(3.4), it could have said so expressly. [@39].

In so concluding, the court noted that 254(3.4) is permissive, not mandatory. It follows that it would be illogical and incongruous to interpret 254(3.1) as merely a procedure step toward the obtainment of a biological sample under 254(3.4) when the latter is not mandatory.

Second, the statutory construct of 254(3.1) and related provisions makes it clear that an “evaluating officer” is permitted to provide an opinion on impairment.

Based on a plain reading of s. 254(3.1) of the Criminal Code, it is my view that DRE opinion evidence is admissible to prove the offence of drug-impaired driving, without the necessity of a Mohan voir dire, so long as it is established that the witness is a certified DRE as specified in the Regulations. [@44]

The court continued:

By requiring the DRE “to determine” whether the driver is drug-impaired, s. 254(3.1) requires the DRE to reach a conclusion – that is, to form an opinion – as to impairment. It is implicit that the DRE opinion evidence as to impairment is admissible without the need for a Mohan voir dire, and that the court may consider that opinion evidence when determining whether the offence has been made out. No further statutory provision is required for the DRE opinion evidence to be admitted. This conclusion flows from the wording of s. 254(3.1) and is harmonious with the object and scheme of the legislative provisions and Parliament’s intention.
The detailed scheme in the relevant legislative provisions and the Regulations provides further support for this conclusion. Not all peace officers are entitled to perform drug evaluations under s. 254(3.1). Instead, only peace officers “who [are] qualified under the [R]egulations” are allowed to perform the evaluations (s. 254(1)). Under s. 1 of the Regulations, the evaluating officer “must be a certified drug recognition expert accredited by the International Association of Chiefs of Police.” Furthermore, s. 3 of the Regulations specifies precisely which tests the DRE must perform in conducting the evaluation under s. 254(3.1). By creating this detailed regulatory regime, Parliament has shown that it is satisfied of the science underlying the drug evaluations. [@47-48].

In short, the Court of Appeal concluded that once it is established that an officer is an “evaluating officer” – who by definition is a drug recognition expert – that officer is permitted – on the basis of an evaluation and other evidence – to provide an opinion on whether an accused is impaired by drug.

Bingley is a significant decision. It is the first Court of Appeal ruling on this point in Canada. It is in line with a recent trend in Ontario accepting this approach: see R v Lecomte, 2014 CarswellOnt 10127 @11-13 (CJ); R v Dejesus, 2014 ONCJ 489 @7-9; R v Oum, 2014, ONSC 5131 @14-27.

Bingley also stands as a clear and unequivocal rejection of the argument that a Mohan voir dire is necessary to allow an evaluating officer to provide such an opinion – an argument advanced by Bingley (at both trials) and one accepted by other lower courts.

DM

Competence of Counsel: to be presumed or proven?

William Fogarty was driving his Crown Victoria on a highway outside of Antigonish; he was impaired. He collided head on with a Ford Mustang. The two young occupants of the Mustand, Kory Mattie and Nicholas Landry, were killed. He was convicted. He appealed. His appeal was dismissed: 2015 NSCA 6. His appeals raised an interesting issue related to section 10(b) and change in circumstances.

Police responded to the scene. As they dealt with Fogarty the police noted some “concerning” things including his demeanour and glassy eyes, yet there was no odour of alcohol detected [@7]. Fogarty admitted that he taken methadone earlier that day as part of his drug recovery program. An ambulance attended the scene and ultimately Fogarty was transported to the hospital. En route the officers observed him for signs of impairment and overheard him talking to the paramedics about his history of drug use (something which he had conveyed to the police as well). The officers also obtained information that Fogarty had been spotted, before the crash, driving erratically.

The officers formed the grounds that Fogarty was impaired by a drug and while in the ambulance, the officers placed him under arrest and read the drug recognition demand to him under section 254(3.1). Notably, at this point, the officers knew and had informed Fogarty that one of the young men had died as a result of his injuries.

Sometime later, at the hospital, after Fogarty had been cleared by medical personnel, the officer advised him of his rights to counsel. Fogarty subsequently spoke to a lawyer – over two separate calls, Fogarty would have consulted with his counsel for about 14 minutes [@14].

The DRE officer then conducted the DRE examination. At the conclusion the officer determined that Fogarty was impaired and consequently read the 254(3.4) demand for a biological sample. Fogarty replied “oh yeah, I understand that” [@18]. Fogarty did not request and was not given further access to counsel after the DRE tests and before the biological sample was taken.

At trial Fogarty sought to exclude the evidence of the biological; he argued “that the failure to provide him with an additional opportunity to consult counsel, after the demand for his blood sample, violated his right to counsel under s. 10(b)” [@29].

Fogarty was convicted; he was sentenced to five years and nineteen days jail. He appealed his conviction.

The issue on appeal was whether the “failure to provide him with an opportunity to re-consult counsel, after the demand for his blood sample” violated section 10(b) [@34]. More precisely, this argument highlighted two poitns. First, that the police should have told him, at the time of the initial demand, that a biological sample could be taken; and second, that the court should not infer that counsel was aware of this and would have advised the accused accordingly.

The court dismissed the appeal.

The Court began its assessment of the issue with a review of R v Sinclair, 2010 SCC 35 and the Supreme Court’s comments on when it is necessary to permit a detainee to re-consult with counsel.  The Court noted that “the opportunity to re-consult” arises “only where there is an objectively ascertainable change of circumstances” [@41].

With respect to the first point (whether there was a change in circumstances) the court offered the following:

The DRE and blood demand are not disjunctive investigative techniques.  Rather, the DRE culminates in the fluids demand.  That linear progression is apparent from the plain words of ss. 254(3.1) and (3.4)… [@48].

With respect to the second point (the content of the legal advice) the Court offered the following:

There was no evidence of the content of the legal advice given to Mr. Fogarty, or that his counsel acted incompetently.  There was no challenge to the competency of his counsel. The judge’s view was that, in those circumstances, Mr. Fogarty’s counsel is assumed to have acted competently.  The judge concluded competent counsel would be aware, and advise that the DRE under s. 254(3.1) invokes a potential blood demand under s. 254(3.4). Consequently, despite that Mr. Fogarty initially had been unaware of a potential blood demand, his counsel would canvass that possibility in his pre-DRE advice to Mr. Fogarty. [@44].

The court dismissed the appeal.

Fogarty is a helpful case for a couple of reasons. First, it illustrates, quite properly, the courts can and should presume counsel provide competent advice to their clients absent evidence to the contrary. Second, it highlights the difference between a linear progression and new investigation.  

Fogarty should also be seen as a success for the DRE provisions and program in increasing the ability of the criminal justice system to detect and prosecute drug impaired driving.

DM